Mutual Fund/
ETF Portfolio

This portfolio is designed for the moderate to aggressive investor who is seeking growth of capital. Our goal is to be invested primarily in exchange traded funds (ETFs) and/or stock mutual funds when our models are positive, and in money market funds when our models are negative.

We use our proprietary market indicators to measure the risk in the stock market. Our goal is to have our clients’ capital fully invested in high relative strength funds for maximum profit potential during favorable market environments. Conversely, during declining markets we retreat either wholly or partially to the safety of money market funds. We constantly monitor and evaluate our market indicators to test their effectiveness in the marketplace. We closely monitor our individual fund selections by establishing downside review points as well as opportunities to take profits.

Using our market indicators, our goal is to avoid market collapses, reduce volatility, and have your capital available when you need it. This strategy helps reduce the stress and worry of investing. This is a long-term strategy. Investors should have a 3 to 5 years time horizon to fully benefit from this investment strategy.

Exchange traded funds (ETFs) are pooled investments that have a trust-originated or open-ended structure. ETFs allow investors to diversify their portfolios by investing in a single unit or depositary receipt that conveys beneficial ownership in a basket of stocks or an index representing a particular industry, sector, or group. When compared to Traditional mutual funds, ETFs generally have lower operating expenses, the ability to be traded intraday, and the ability to minimize capital-gains distribution.

With ETFs, investors can buy or sell shares in the collective performance of an entire portfolio as a single security. By combining low costs, tax-efficiency, broad diversification, and transparency, ETFs give us the ability to build a portfolio designed to perform for the moderate to aggressive investor seeking capital growth.

MINIMUMS & FEES

The minimum required to open an account is $50,000. As compensation for its service, Advisor is paid a Quarterly Management Fee in advance based on the size of Client’s account under management. If the client or family members open additional accounts our billing rate is based on the total assets of all the accounts.

ACCOUNT SIZE

$50,000-249,999
$250,000-499,999
$500,000-749,999
$750,000-999,999
Above $1,000,000